证券欺诈

证券欺诈,又称为股票欺诈投资欺诈,是股票商品市场英语Commodity market上的一种欺骗行为,目的是诱使投资者根据虚假信息做出买卖决定,结果给投资者造成损失。上市公司在财务报表中作出虚假陈述,以及对公司的审计员撒谎有时也认定为证券欺诈。 [1][2][3][4][5][6][7]

参考文献

  1. ^ "Securities Fraud Awareness & Prevention Tips页面存档备份,存于互联网档案馆) faq by FBI, accessed February 11, 2013
  2. ^ Nathaniel Popper. Complex Investments Prove Risky as Savers Chase Bigger Payoff. The New York Times. February 10, 2013 [February 11, 2013]. (原始内容存档于2021-03-08). 
  3. ^ 2012 NASAA Top Investor Threats. North American Securities Administrators Association (NASAA). 2011-08-31 [February 11, 2013]. (原始内容存档于2021-04-24). A con artist will use every trick in the book to take advantage of unsuspecting investors, including exploiting well-intended laws, in order to fatten their wallets 
  4. ^ Automated Trading. [2021-07-31]. 
  5. ^ Testimony: Testimony Concerning Insider Trading(Linda Chatman Thomsen, September 26, 2006). [2022-01-04]. (原始内容存档于2018-09-21). 
  6. ^ Norris, Floyd. Trading Scandal May Strengthen Stock Exchange. New York Times. April 14, 2005 [May 3, 2008]. (原始内容存档于2021-03-09). 
  7. ^ San Francisco FBI web link, supra